Investor’s Complaints Data

Formats for investor’s complaints data to be disclosed monthly by IAs on their website/mobile application:

Data for the month ending MAR 2026

Sr. NoReceived fromPending at the end of last monthReceivedResolved
*		Total Pending
#		Pending complaints >
3months		Average Resolution time^ (in days)
1Directly from Investors000000
2SEBI (SCORES)000000
3Other Sources (if any)000000
 Grand Total000000

^ Average Resolution time is the sum total of time taken to resolve each complaint in days, in the current month divided by total number of complaints resolved in the current month.

Trend of monthly disposal of complaints

MonthCarried forward from previous monthReceivedResolved*Pending#
JAN, 20250000
FEB, 20250000
MAR, 20250000
APR, 20250000
MAY, 20250000
JUN, 20250000
JUL, 20250000
AUG, 20250000
SEP, 20250000
OCT, 20250000
NOV, 20250000
DEC, 20250000
JAN, 20260000
FEB, 20260000
MAR, 20260000

*Inclusive of complaints of previous months resolved in the current month.
#Inclusive of complaints pending as on the last day of the month.

Annual Audit Status
Disclosure with respect to compliance with Annual compliance audit requirement under Regulation 19(3) of Securities and Exchange Board of India (Investment Advisers) Regulations, 2013 for last and current financial year are as under:
Sr. No.Financial YearCompliance Audit StatusRemarks, If any
1FY 2024 – 25

Conducted

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