Risk Profile Questionnaire

1. Name

2. Email ID

3. DOB/Date of Incorporation:

- -

DD • MM • YYYY

4. Investment Horizon
What is your Investment horizon? How long can you keep your money invested in the market before needing access to it?

0-2Y

2-3Y

3-5Y

5-10Y

10+Y

5. Investor experience
How well do you understand investing in the markets?

I am a novice. I don’t understand the markets at all.

I have basic understanding of investing. I understand the risks and basic investment concepts like diversification.

I have an amateur interest in investing. I have invested earlier on my own. I understand how markets fluctuate and the pros and cons of different investment classes.

I am an experienced investor. I have invested in different markets and understand different investment strategies. I have my own investment philosophy.

6. Sources of income

Rental Income

Investment Income

Business Income

Salary Income

7. Income stability

Very stable

Stable

Somewhat Stable

Unstable

Very unstable

8. Investment objective
From the following 5 possible investment scenario, please select the option which defines your investment objective?

I cannot consider any Loss

I can consider Loss of 4% if the possible Gains are of 10%

I can consider Loss of 8% if the possible Gains are of 22%

I can consider Loss of 14% if the possible Gains are of 30%

I can consider Loss of 35% if the possible Gains are of 75%

9. Tolerance for Unrealised Losses
If your investment outlook is long‐term (more than five years), how long will you hold on to a poorly performing portfolio before cashing in?

Not hold & cash in immediately if there is an erosion of my capital

I can hold unrealised losses for 3 months

I can hold unrealised losses for 6 months

I can hold unrealised losses for 1 year

I can hold unrealised losses for 2 year

I can hold unrealised losses for 2+ years

10. Desired portfolio structure
Volatile investments usually provide higher returns and tax efficiency. What is your desired balance?

Preferably guaranteed returns, before tax efficiency

Stable, reliable returns, minimal tax efficiency

Some variability in returns, some tax efficiency

Moderate variability in returns, reasonable tax efficiency

Unstable, but potentially higher returns, maximising tax efficiency

11. Reaction to short term unrealised losses
If a few months after investing, the value of your investments declines by 20%, what would you do?

Cut losses immediately and liquidate all investments. Capital preservation is paramount.

Cut your losses and transfer investments to safer asset classes.

You would be worried, but would give your investments a little more time.

You are ok with volatility and accept decline in portfolio value as a part of investing. You would keep your investments as they are.

You would add to your investments to bring the average buying price lower. You are confident about your investments and are not perturbed by notional losses.

12. Risk Range
Which of these scenarios best describes your “Risk Range”? What level of losses and profits would be comfortable with?

Option A

Option B

Option C

Option D

Option E

Option F